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SEDI Insider filing browser
| Date | Issuer | Insider | Transaction | Amount | New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
|
|
|---|---|---|---|---|---|---|
| Filed 2023-10-12 15:34 Tx date 2023-10-04 |
$CAG
Composite Alliance Group Inc. |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer
Holder: Team Alpha Limited (Indirect Ownership)
|
Debentures
00 - Opening Balance-Initial SEDI Report
|
$1,000,000 | ||
| Filed 2023-10-12 15:34 Tx date 2023-10-04 |
$CAG
Composite Alliance Group Inc. |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer
Holder: K Plus Capital LLC (Indirect Ownership)
|
Debentures
00 - Opening Balance-Initial SEDI Report
|
$60,000 | ||
| Filed 2023-10-12 15:32 Tx date 2023-10-04 |
$CAG
Composite Alliance Group Inc. |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer
Holder: K Plus Capital LLC (Indirect Ownership)
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
1,807,043 | ||
| Filed 2023-10-12 15:32 Tx date 2023-10-04 |
$CAG
Composite Alliance Group Inc. |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer
Direct Ownership
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
945 | ||
| Filed 2020-11-17 17:38 Tx date 2020-11-12 |
$CAG
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: K Plus Capital LLC (Indirect Ownership)
|
Debentures
16 - Acquisition or disposition under a prospectus exemption
|
+$60,000 vol |
$60,000 | |
| Filed 2020-11-17 17:38 Tx date 2017-10-26 |
$CAG
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: K Plus Capital LLC (Indirect Ownership)
|
Debentures
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2020-11-17 17:36 Tx date 2020-11-12 |
$CAG
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Team Alpha Limited (Indirect Ownership)
|
Debentures
11 - Acquisition or disposition carried out privately
|
+$1,000,000 vol |
$1,400,000 | |
| Filed 2020-11-17 17:30 Tx date 2020-11-12 |
$CAG
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: K Plus Capital LLC (Indirect Ownership)
|
Convertible Debentures
38 - Redemption, retraction, cancellation, repurchase
|
-$60,000 vol |
$0 | |
| Filed 2019-07-24 12:43 Tx date 2019-07-22 |
$CAG
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Team Alpha Limited (Indirect Ownership)
|
Debentures
16 - Acquisition or disposition under a prospectus exemption
|
+$400,000 vol |
$400,000 | |
| Filed 2019-07-24 12:43 Tx date 2017-10-26 |
$CAG
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: Team Alpha Limited (Indirect Ownership)
|
Debentures
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2019-02-19 Tx date 2019-02-15 |
$CAG
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Options
50 - Grant of options
|
$62,500
+500,000 vol $0.125 each |
500,000 | |
| Filed 2019-02-19 Tx date 2017-10-26 |
$CAG
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Options
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2019-01-29 Tx date 2017-10-26 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: K Plus Capital LLC (Indirect Ownership)
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2019-01-29 Tx date 2019-01-25 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: K Plus Capital LLC (Indirect Ownership)
|
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
|
+1,807,043 vol |
1,807,043 | |
| Filed 2019-01-29 Tx date 2017-10-26 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Convertible Preferred Shares Series D Preferred Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2019-01-29 Tx date 2019-01-25 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Convertible Preferred Shares Series D Preferred Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
|
+207 vol |
207 | |
| Filed 2019-01-29 Tx date 2019-01-25 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: K Plus Capital LLC (Indirect Ownership)
|
Convertible Preferred Shares Series D Preferred Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
|
+396,064 vol |
396,064 | |
| Filed 2019-01-29 Tx date 2017-10-26 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2019-01-29 Tx date 2019-01-25 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer, 5 - Senior Officer of Issuer
Direct Ownership
|
Common Shares
22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition
|
+945 vol |
945 | |
| Filed 2019-01-29 Tx date 2017-10-26 |
$CNA
Composite Alliance Group Inc. (formerly CanAsia Financial Inc.) |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer, 5 - Senior Officer of Issuer
Holder: K Plus Capital LLC (Indirect Ownership)
|
Convertible Preferred Shares Series D Preferred Shares
00 - Opening Balance-Initial SEDI Report
|
|||
| Filed 2018-11-15 Tx date 2018-11-15 |
$CNA
CanAsia Financial Inc. |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer
Holder: K Plus Capital LLC (Indirect Ownership)
|
Convertible Debentures
16 - Acquisition or disposition under a prospectus exemption
|
$
+$60,000 vol $0.125 each |
$60,000 | |
| Filed 2018-11-15 Tx date 2017-10-26 |
$CNA
CanAsia Financial Inc. |
Hsieh, Yu-Chung (Jim)
4 - Director of Issuer
Holder: K Plus Capital LLC (Indirect Ownership)
|
Convertible Debentures
00 - Opening Balance-Initial SEDI Report
|